Jeffrey A. Umbaugh∗
Jeffrey A. Umbaugh∗ Partner, Life & Health Agent & Financial Advisor
Jeff was born and raised in Plymouth, IN. He attended and graduated Plymouth H.S. and graduated with a BA from Valparaiso University. After graduating, Jeff worked for PSE as an International Sales Manager and Merrill Lynch as an investment advisor. In 2002, Jeff founded Umbaugh Financial. In 2012, Jeff started a partnership with Carter Dillon Umbaugh to add Payroll and Accounting services along with Financial Services.

Jeff resides in Plymouth Indiana with his lovely wife Jennifer and children: Kami, Mckenzie and Kyle. Jeff’s business philosophy is “We work for the client, and no one else! We will never sacrifice integrity for the sake of earning a dollar”.

James B. Dillon∗
James B. Dillon∗Partner, Registered Financial Advisor
Accolades include: Rotary Club, Board of Directors, Chamber Ambassador

James was born and raised in La Porte, IN. He attended and graduated from Michigan City Rogers H.S. and graduated with a BA in communications from The University of Montana. After graduating, James worked for a couple of communication firms with experience in management until he received his series 7 & 66 in 2006. He worked as a Financial Advisor with Raymond James & Associates located in Mishawaka, IN. In 2010, James partnered with Jeff and CoFounded Dillon-Umbaugh Wealth Management.

James joined partnership with Carter Dillon Umbaugh to add Payroll and Accounting services along with Financial Services. James resides in Plymouth Indiana with his lovely wife Diane and son Matt. Jame’s business philosophy is

“You as the customer are in charge. We are merely a think tank to help you come up with sound financial and accounting recommendations”.

Stephen M. Carter
Stephen M. Carter Partner, CPA
Accolades Include: BNI Treasurer, AICPA, Municipal F.A MSRB, Public Speaker, Plymouth CC Member

Steve was born and raised in New Castle, IN. He attended and graduated from New Castle Chrysler H.S. and graduated with a BS in Accounting from The University of Indianapolis. After graduating, Steve worked for the Indiana Board of Accounts as a field Auditor. In 1993 he assumed the position of Controller for the Indiana State Emergency Management Agency. In 1996, Steve assumed a position with H.J. Umbaugh & Associates located here in Plymouth, IN. After working his way to a Principal position, Steve knew that there was still something greater that laid ahead in his career path. He wanted to be a part of owning his own firm.

In Dec of 2012, Steve was given a great offer to join forces and make what is known as Carter Dillon Umbaugh, LLC. It is through this great opportunity that he believes:

“I love the opportunity to offer quality Accounting & Financial services to our clients allowing them to not worry about their finances while focusing mainly on their business! We are here for our clients whenever they need us because we understand the rapid changes that can happen from day to day!”

Steve lives in Plymouth, IN with his lovely wife Joy and 5 children: Jacob, Cameron, Hope, Joel & Duncan.

Justin H. Kuhn
Justin H. KuhnFinance & Accounting Specialist
Accolades Include: Rotary Club

Justin was born and raised in Plymouth, IN. He attended and graduated from Plymouth H.S. and graduated with a double major in Finance & Accounting from Valparaiso University. After graduating, Justin worked for Zehner Maloy & Associates in Plymouth as an Accountant and office manager. In July of 2013, Justin was given a great opportunity to join forces and partner up with Carter Dillon Umbaugh.

Justin believes that “If you treat a client like family, you will never have to advertise, as your business and your word speaks for itself”!

Justin resides in the great city of Plymouth, IN with his lovely wife Heather and they are expecting their 1st child as of the time of this publication.

Jamie L. Barker
Jamie L. BarkerOffice Manager/Customer Service Specialist
Accolades Include: Community Volunteer, Tri-Kappa, Board of Directors Boys & Girls Club

Jamie was born and raised in Munster, IN and graduated from Munster H.S. After graduating, she attended college at Purdue and graduated with a Bachelors degree. She continued with her education and graduated with a law degree from the University of Northern Ohio in 1996.

She worked for well known companies such as Xerox Corporation as a outsource business rep and also Wrightline LLC as an outside sales representative. In 2011, a happy client of Dillon Umbaugh Financial (her sister) referred her to fill a needed position as office manager.

“I have a higher responsibility to our clients and I make sure the office runs like a well oiled machine. Making sure the Partners get what they need insures that our clients will get the best quality service that they deserve”!

Jamie resides in Plymouth, IN with her 2 children Gabriel & Quentin.

These representatives are affiliated with Regulus Advisors, LLC. Member FINRA/SIPC. Investment advisory services offered through Regal Investment Advisors, LLC., an SEC Registered Investment Advisor.